SEC actions against public companies, subsidiaries up sharply

Judy GreenwaldNovember 17, 2023
Washington DC, USA - June 25, 2018: US Securities and Exchange Commission building exterior. The U.S. Securities and Exchange Commission or SEC enforces the federal securities laws
US Securities and Exchange Commission building in Washington, DC. Credit: Shutterstock/AevanStock

The US Securities and Exchange Commission filed 91 actions against public companies and subsidiaries in fiscal year 2023, a 34% increase over the prior fiscal year, says a report issued Wednesday.

The results were buoyed b...

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Judy GreenwaldNovember 17, 2023
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